Series 9 Exam Pass Rate

Series 9 Exam Pass Rate – Looking to get a job in the financial industry? That’s not surprising because it’s one of the highest paying jobs you can have in the United States. But if you plan to enter the world of securities and insurance, you must pass the qualifying exams administered by FINRA, which will allow you to participate in those areas of the industry.

FINRA does not publish pass rate data for each exam, so we did our best to research and consolidate all the data we could find. The exact pass rates may differ slightly from what we have listed here, but you can feel confident that they are close.

Series 9 Exam Pass Rate

Below is a list of all FINRA-administered exams with all the details you need to get proper securities training before registering to take the exam. Let’s begin.

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The Securities Industry Essentials (SIE) exam is an entry-level exam administered by FINRA for those beginning a career in the securities industry. This exam assesses the candidate’s knowledge of fundamental concepts that are fundamental to working in the industry. These include types of products and their risks; prohibited practices; and the structure of securities industry markets, regulatory agencies and their functions.

SIE is open to anyone 18 years and older. You don’t have to be affiliated with a company to take SIE. The results are valid for four years.

The SIE exam is hosted by FINRA and costs $80 to register. Participants have 1 hour and 45 minutes to answer 75 + 10 unscored, multiple choice questions. The SIE exam is considered easy to moderate in difficulty.

The SIE exam pass rate is 82%. Candidates must answer 53 of the 75 questions correctly to achieve a passing score of 70%.

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Pass the FINRA SIE on your first try with our online self-study course. Includes everything you need: an easy-to-read online textbook, 2,000+ review quizzes, and 35+ full-length practice exams.

Series 6 is an exam that assesses a candidate’s ability to perform their job as an investment company and variable contract products representative. The Series 6 exam covers the topics of mutual funds, securities, variable annuities and tax regulations as well as pension plans and insurance products.

Category 6 exam takers must take the SIE exam before taking this exam. Candidates must also be affiliated with and sponsored by a FINRA member firm or self-regulatory organization.

The Series 6 exam is hosted by FINRA and costs $75 to register. Participants have 1 hour and 30 minutes to answer 50 multiple choice + 5 additional unpaid questions. Category 6 exams are considered moderate difficulty.

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The category 6 exam pass rate is 58%. Candidates must answer 35 out of 50 questions correctly to achieve a passing score of 70%.

Pass the FINRA Series 6 on your first try with our online self-study course. Includes everything you need: an easy-to-read online textbook, 800+ chapter review quizzes, and 35+ full-length practice exams.

The Series 7 is an examination that assesses a candidate’s ability to perform primary employment as general securities, including sales of corporate securities, investment company securities, municipal securities, variable annuities, options, direct participation programs, and government securities. .

The Series 7 exam covers topics on investment risk, equity, taxes and debt instruments. It also focuses on packaged securities, pension plans and interactions with customers. Ideally, Series 7 examinees should take and pass the SIE exam before taking this exam, and it should also be affiliated with and sponsored by a FINRA member firm or self-regulatory organization.

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The Series 7 exam is hosted by FINRA and costs $300 to register. Participants have 3 hours and 45 minutes to answer 125 multiple choice + 5 additional unpaid questions. The Category 7 exams are considered to be of medium to difficult difficulty.

The category 7 exam pass rate is 71%. Candidates must answer 90 out of 125 questions correctly to achieve a passing score of 72%.

Pass FINRA Series 7 on your first try with our online self-study course. Includes everything you need: an easy-to-read online textbook, 2,000+ review quizzes, and 35+ full-length practice exams.

The series of 22 exams tests the knowledge and competence of professionals who intend to work as representatives of direct participation; To acquire and sell interests in direct participation programs such as real estate, agriculture, oil and gas, equipment leasing and limited partnerships.

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The series of 22 exams covers topics in investments, taxation, information and privacy regulations, and the analysis of investment profiles. This exam must be taken after passing the SIE exam, and after being affiliated with and sponsored by a FINRA member or self-regulatory organization.

The Series 22 exam is hosted by FINRA and costs $60 to register. Participants have 1 hour and 30 minutes to answer 50 multiple choice + 5 unscored questions. Series 22 exam is considered moderate difficulty.

The Series 22 exam pass rate is not published, but is estimated at 60% – 70%. Candidates must answer 35 out of 50 questions correctly to achieve a passing score of 70%.

The Series 57 exam is required for individuals working as securities representatives. It measures their knowledge and competence in carrying out transactions in stock trading. It covers the topics of trading activities, record keeping and reporting, handling of transactions and general trading practices.

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Candidates must be affiliated with and sponsored by a FINRA member firm or self-regulatory organization (SRO) to be eligible to take the FINRA representative level qualification exam.

The Series 57 exam is hosted by FINRA and costs $80 to register. Participants have 1 hour and 45 minutes to answer 50 multiple choice questions. Series 57 exam is considered to be of moderate difficulty.

The Series 57 exam pass rate is not published, but is estimated at 60% – 70%. Candidates must answer 35 out of 50 questions correctly to achieve a passing score of 70%.

The Series 79 exam measures a candidate’s knowledge to perform the work of an investment banking representative, including skills in advising or facilitating debt or equity securities offerings and mergers and acquisitions.

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The Series 79 exam covers topics on data analysis, underwriting, securities registration, SEC rules and regulations, and financial restructuring. Ideally, Series 79 examinees should take and pass the SIE exam before taking this exam. Examiners must also be affiliated with and sponsored by a FINRA member firm or self-regulatory organization.

The Series 79 exam is hosted by FINRA and costs $300 to register for. Participants have 2 hours and 30 minutes to answer 75 multiple choice + 10 unscored questions. Series 79 exam is considered very difficult.

Category 79 exam pass rate is 87%. Candidates must answer 55 out of 75 questions correctly to achieve a passing score of 73%.

The Series 82 exam measures a candidate’s knowledge as a representative of private securities, including the solicitation and sale of private placement securities products as part of a primary offering.

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Exam content focuses on private securities and private placement transactions. Topics covered include stocks, corporate values, investment planning, managing client accounts and industry regulations. The Series 82 exam is a prerequisite for the SIE exam, which can be taken separately. Examiners must also be affiliated with and sponsored by a FINRA member firm or self-regulatory organization.

The Series 82 exam is hosted by FINRA and costs $60 to register for. Participants have 1 hour and 30 minutes to answer 50 multiple choice + 5 additional unpaid questions. Series 82 exam is considered to be of moderate difficulty.

The Series 82 exam pass rate is not published, but is estimated at 60% – 70%. Candidates must answer 35 out of 50 questions correctly to achieve a passing score of 70%.

The Series 86 exam is a required exam for those who want to work as research analysts for brokers and dealers. It assesses the candidate’s understanding of the topics of financial metrics, revenue modeling methods and industry dynamics.

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To be eligible to take the exam, candidates must be affiliated with and sponsored by a FINRA member firm or self-regulatory organization. The SIE exam is required for the Series 86 exam. Those who have already passed levels I and II of the CFA or CMT exam can request an exemption from this exam.

The Series 86 exam is hosted by FINRA and costs $225 to register for. Participants have 4 hours and 30 minutes to answer 85 multiple choice questions. Series 86 exam is considered medium difficulty.

Category 86 exam pass rate is 74.9%. Candidates must answer 63 out of 85 questions correctly to achieve a passing score of 73%.

Series 87 is an exam for those who want to pursue a career as a research analyst for brokers and traders. It assesses the candidate’s knowledge of the topics of ethics and best practices for the industry.

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To be eligible to take the exam, candidates must be affiliated with and sponsored by a FINRA member firm or self-regulatory organization. As with Series 86, the SIE exam is required for this exam.

The Series 87 exam is hosted and costed by FINRA

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